- Registered financial intermediaries
- Entities exercising financial intermediation activities under the freedom to provide services
- UK entities on a transitional regime
- Top five execution venues and quality of execution
- Qualifying holdings in financial intermediaries
- E-mail addresses of financial intermediaries
- Tied agents
- Form for suspicious trade and order report
- Warnings regarding unauthorised financial intermediation
Other information
Financial intermediaries
Warning notices
Communiqués sent to the CMVM by foreign supervisory authorities
|
Date
|
Supervisory authority
|
Entity
|
Format
|
|---|
30/06/2010 |
Irish Financial Services Regulatory Authority (The Irish Supervisory Authority) |
Borsa Financial |
84KB |
17/11/2009 |
CBFA - Banking, Finance and Insurance Commission (The Belgian Supervisory) Authority) |
Borsa Financial |
47KB |
