- Registered financial intermediaries
- Entities exercising financial intermediation activities under the freedom to provide services
- UK entities on a transitional regime
- Top five execution venues and quality of execution
- Qualifying holdings in financial intermediaries
- E-mail addresses of financial intermediaries
- Tied agents
- Form for suspicious trade and order report
- Warnings regarding unauthorised financial intermediation
Financial intermediaries registered with the CMVM
Authorised services
Caixa - Banco de Investimento, SA
|
Service
|
Date of registration
|
|---|---|
| Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments | 31/12/2007 |
| Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings | 29/07/1991 |
| Dealing on own account | 29/07/1991 |
| Execution of orders on behalf of clients. | 29/07/1991 |
| Foreign exchange services where these are connected to the provision of investment services | 29/07/1991 |
| Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction | 29/07/1991 |
| Placing of financial instruments without a firm commitment basis | 29/07/1991 |
| Reception and transmission of orders in relation to one or more financial instruments | 29/07/1991 |
| Services related to underwriting | 29/07/1991 |
| Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis | 29/07/1991 |
| Investment advice | 28/05/2020 |
| Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management | 26/03/1992 |
