- Registered financial intermediaries
- Entities exercising financial intermediation activities under the freedom to provide services
- UK entities on a transitional regime
- Top five execution venues and quality of execution
- Qualifying holdings in financial intermediaries
- E-mail addresses of financial intermediaries
- Tied agents
- Form for suspicious trade and order report
- Warnings regarding unauthorised financial intermediation
Financial intermediaries registered with the CMVM
Search by entity
81 entities found:
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Services related to underwriting
- Execution of orders on behalf of clients.
- Portfolio management
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex1 of Directive 2004/39/EC related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services
- Investment advice
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Foreign exchange services where these are connected to the provision of investment services
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Reception and transmission of orders in relation to one or more financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Dealing on own account
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Placing of financial instruments without a firm commitment basis
- Execution of orders on behalf of clients.
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Reception and transmission of orders in relation to one or more financial instruments
- Foreign exchange services where these are connected to the provision of investment services
- Dealing on own account
- Reception and transmission of orders in relation to one or more financial instruments
- Dealing on own account
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Execution of orders on behalf of clients.
- Services related to underwriting
- Foreign exchange services where these are connected to the provision of investment services
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Portfolio management
- Placing of financial instruments without a firm commitment basis
- Investment advice
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Management of undertakings for collective investment in securities
- Alternative Investment Fund Management
- Investment advice
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Reception and transmission of orders in relation to one or more financial instruments
- Depositary of collective investment undertaking
- Services related to underwriting
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Placing of financial instruments without a firm commitment basis
- Investment advice
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Dealing on own account
- Execution of orders on behalf of clients.
- Reception and transmission of orders in relation to one or more financial instruments
- Foreign exchange services where these are connected to the provision of investment services
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Reception and transmission of orders in relation to one or more financial instruments
- Placing of financial instruments without a firm commitment basis
- Services related to underwriting
- Investment advice
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Dealing on own account
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Execution of orders on behalf of clients.
- Services related to underwriting
- Portfolio management
- Foreign exchange services where these are connected to the provision of investment services
- Reception and transmission of orders in relation to one or more financial instruments
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Investment advice
- Dealing on own account
- Depositary of collective investment undertaking
- Placing of financial instruments without a firm commitment basis
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Dealing on own account
- Placing of financial instruments without a firm commitment basis
- Portfolio management
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Reception and transmission of orders in relation to one or more financial instruments
- Foreign exchange services where these are connected to the provision of investment services
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Execution of orders on behalf of clients.
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Investment advice
- Portfolio management
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Foreign exchange services where these are connected to the provision of investment services
- Placing of financial instruments without a firm commitment basis
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Depositary of collective investment undertaking
- Investment advice
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Execution of orders on behalf of clients.
- Reception and transmission of orders in relation to one or more financial instruments
- Services related to underwriting
- Dealing on own account
- Execution of orders on behalf of clients.
- Portfolio management
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Services related to underwriting
- Investment advice
- Depositary of collective investment undertaking
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Placing of financial instruments without a firm commitment basis
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Foreign exchange services where these are connected to the provision of investment services
- Dealing on own account
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Reception and transmission of orders in relation to one or more financial instruments
- Placing of financial instruments without a firm commitment basis
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Dealing on own account
- Portfolio management
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Depositary of collective investment undertaking
- Execution of orders on behalf of clients.
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Investment advice
- Reception and transmission of orders in relation to one or more financial instruments
- Foreign exchange services where these are connected to the provision of investment services
- Services related to underwriting
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Management of Venture Capital Funds
- Reception and transmission of orders in relation to one or more financial instruments
- Foreign exchange services where these are connected to the provision of investment services
- Management of undertakings for collective investment in property
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Services related to underwriting
- Dealing on own account
- Placing of financial instruments without a firm commitment basis
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Services related to underwriting
- Reception and transmission of orders in relation to one or more financial instruments
- Dealing on own account
- Placing of financial instruments without a firm commitment basis
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Investment advice
- Portfolio management
- Depositary of collective investment undertaking
- Execution of orders on behalf of clients.
- Foreign exchange services where these are connected to the provision of investment services
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Execution of orders on behalf of clients.
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Investment advice
- Depositary of collective investment undertaking
- Portfolio management
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Dealing on own account
- Foreign exchange services where these are connected to the provision of investment services
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Services related to underwriting
- Placing of financial instruments without a firm commitment basis
- Reception and transmission of orders in relation to one or more financial instruments
- Services related to underwriting
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex1 of Directive 2004/39/EC related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services
- Portfolio management
- Reception and transmission of orders in relation to one or more financial instruments
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Placing of financial instruments without a firm commitment basis
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Dealing on own account
- Execution of orders on behalf of clients.
- Depositary of collective investment undertaking
- Investment advice
- Foreign exchange services where these are connected to the provision of investment services
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Execution of orders on behalf of clients.
- Services related to underwriting
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Dealing on own account
- Portfolio management
- Placing of financial instruments without a firm commitment basis
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Investment advice
- Foreign exchange services where these are connected to the provision of investment services
- Reception and transmission of orders in relation to one or more financial instruments
- Depositary of collective investment undertaking
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Investment advice
- Dealing on own account
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Execution of orders on behalf of clients.
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Reception and transmission of orders in relation to one or more financial instruments
- Portfolio management
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Placing of financial instruments without a firm commitment basis
- Depositary of collective investment undertaking
- Services related to underwriting
- Foreign exchange services where these are connected to the provision of investment services
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Management of undertakings for collective investment in securities
- Alternative Investment Fund Management
- Portfolio management
- Investment advice
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Execution of orders on behalf of clients.
- Portfolio management
- Services related to underwriting
- Depositary of collective investment undertaking
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Placing of financial instruments without a firm commitment basis
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex1 of Directive 2004/39/EC related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services
- Reception and transmission of orders in relation to one or more financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Operation of Multilateral Trading Facilities
- Foreign exchange services where these are connected to the provision of investment services
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Dealing on own account
- Services related to underwriting
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Reception and transmission of orders in relation to one or more financial instruments
- Foreign exchange services where these are connected to the provision of investment services
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex1 of Directive 2004/39/EC related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Placing of financial instruments without a firm commitment basis
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Placing of financial instruments without a firm commitment basis
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Dealing on own account
- Portfolio management
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Portfolio management
- Investment advice
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Placing of financial instruments without a firm commitment basis
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Dealing on own account
- Depositary of collective investment undertaking
- Reception and transmission of orders in relation to one or more financial instruments
- Services related to underwriting
- Foreign exchange services where these are connected to the provision of investment services
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Portfolio management
- Execution of orders on behalf of clients.
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Placing of financial instruments without a firm commitment basis
- Investment advice
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Execution of orders on behalf of clients.
- Investment advice
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Reception and transmission of orders in relation to one or more financial instruments
- Placing of financial instruments without a firm commitment basis
- Portfolio management
- Investment advice
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Services related to underwriting
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Placing of financial instruments without a firm commitment basis
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Dealing on own account
- Foreign exchange services where these are connected to the provision of investment services
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Reception and transmission of orders in relation to one or more financial instruments
- Execution of orders on behalf of clients.
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Execution of orders on behalf of clients.
- Dealing on own account
- Foreign exchange services where these are connected to the provision of investment services
- Reception and transmission of orders in relation to one or more financial instruments
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Placing of financial instruments without a firm commitment basis
- Services related to underwriting
- Execution of orders on behalf of clients.
- Reception and transmission of orders in relation to one or more financial instruments
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Investment advice
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Placing of financial instruments without a firm commitment basis
- Portfolio management
- Placing of financial instruments without a firm commitment basis
- Foreign exchange services where these are connected to the provision of investment services
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Reception and transmission of orders in relation to one or more financial instruments
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Services related to underwriting
- Dealing on own account
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Execution of orders on behalf of clients.
- Investment advice
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Dealing on own account
- Reception and transmission of orders in relation to one or more financial instruments
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Foreign exchange services where these are connected to the provision of investment services
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Placing of financial instruments without a firm commitment basis
- Execution of orders on behalf of clients.
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Depositary of collective investment undertaking
- Services related to underwriting
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Services related to underwriting
- Foreign exchange services where these are connected to the provision of investment services
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Placing of financial instruments without a firm commitment basis
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Dealing on own account
- Investment advice
- Execution of orders on behalf of clients.
- Depositary of collective investment undertaking
- Reception and transmission of orders in relation to one or more financial instruments
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Dealing on own account
- Reception and transmission of orders in relation to one or more financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Foreign exchange services where these are connected to the provision of investment services
- Depositary of collective investment undertaking
- Execution of orders on behalf of clients.
- Placing of financial instruments without a firm commitment basis
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Investment advice
- Services related to underwriting
- Placing of financial instruments without a firm commitment basis
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Execution of orders on behalf of clients.
- Investment advice
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Reception and transmission of orders in relation to one or more financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex1 of Directive 2004/39/EC related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services
- Execution of orders on behalf of clients.
- Foreign exchange services where these are connected to the provision of investment services
- Reception and transmission of orders in relation to one or more financial instruments
- Depositary of collective investment undertaking
- Dealing on own account
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Placing of financial instruments without a firm commitment basis
- Foreign exchange services where these are connected to the provision of investment services
- Execution of orders on behalf of clients.
- Dealing on own account
- Investment advice
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Services related to underwriting
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Reception and transmission of orders in relation to one or more financial instruments
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Portfolio management
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Placing of financial instruments without a firm commitment basis
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex1 of Directive 2004/39/EC related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Reception and transmission of orders in relation to one or more financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Placing of financial instruments without a firm commitment basis
- Execution of orders on behalf of clients.
- Investment advice
- Reception and transmission of orders in relation to one or more financial instruments
- Execution of orders on behalf of clients.
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Portfolio management
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Investment advice
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Reception and transmission of orders in relation to one or more financial instruments
- Portfolio management
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Depositary of collective investment undertaking
- Investment advice
- Placing of financial instruments without a firm commitment basis
- Reception and transmission of orders in relation to one or more financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Portfolio management
- Investment advice
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Execution of orders on behalf of clients.
- Reception and transmission of orders in relation to one or more financial instruments
- Portfolio management
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Investment advice
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Reception and transmission of orders in relation to one or more financial instruments
- Services related to underwriting
- Portfolio management
- Investment advice
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Depositary of collective investment undertaking
- Placing of financial instruments without a firm commitment basis
- Execution of orders on behalf of clients.
- Dealing on own account
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Foreign exchange services where these are connected to the provision of investment services
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Reception and transmission of orders in relation to one or more financial instruments
- Placing of financial instruments without a firm commitment basis
- Execution of orders on behalf of clients.
- Dealing on own account
- Operation of Organized Trading Facilities
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Placing of financial instruments without a firm commitment basis
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Execution of orders on behalf of clients.
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Dealing on own account
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Reception and transmission of orders in relation to one or more financial instruments
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Placing of financial instruments without a firm commitment basis
- Investment advice
- Dealing on own account
- Services related to underwriting
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Execution of orders on behalf of clients.
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Placing of financial instruments without a firm commitment basis
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Execution of orders on behalf of clients.
- Investment advice
- Reception and transmission of orders in relation to one or more financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Execution of orders on behalf of clients.
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Investment advice
- Placing of financial instruments without a firm commitment basis
- Portfolio management
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Execution of orders on behalf of clients.
- Reception and transmission of orders in relation to one or more financial instruments
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Execution of orders on behalf of clients.
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Investment advice
- Reception and transmission of orders in relation to one or more financial instruments
- Reception and transmission of orders in relation to one or more financial instruments
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Execution of orders on behalf of clients.
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Placing of financial instruments without a firm commitment basis
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Portfolio management
- Dealing on own account
- Depositary of collective investment undertaking
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Foreign exchange services where these are connected to the provision of investment services
- Services related to underwriting
- Foreign exchange services where these are connected to the provision of investment services
- Portfolio management
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Foreign exchange services where these are connected to the provision of investment services
- Placing of financial instruments without a firm commitment basis
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Execution of orders on behalf of clients.
- Dealing on own account
- Investment advice
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Dealing on own account
- Foreign exchange services where these are connected to the provision of investment services
- Placing of financial instruments without a firm commitment basis
- Granting credits or loans to an investor to allow him to carry out a transaction in one or more financialinstruments, where the firm granting the credit or loan is involved in the transaction
- Portfolio management
- Execution of orders on behalf of clients.
- Depositary of collective investment undertaking
- Services related to underwriting
- Reception and transmission of orders in relation to one or more financial instruments
- Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis
- Reception and transmission of orders in relation to one or more financial instruments
- Investment advice
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Investment advice
- Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Investment advice
- Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management
- Dealing on own account
- Reception and transmission of orders in relation to one or more financial instruments
- Investment services and activities as well as ancillary services of the type included under Section A or B of Annex1 of Directive 2004/39/EC related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services
- Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
- Execution of orders on behalf of clients.
- Foreign exchange services where these are connected to the provision of investment services
