CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Goldman Sachs International

Address:

Plumtree Court, 25 Shoe Lane
EC4A 2BB London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to all financial instruments (C1 to C10) 01/11/2007
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 01/11/2007
Execution of all financial instruments orders on behalf of clients (C1 to C10) 01/11/2007
Execution of emission allowances orders on behalf of clients 03/01/2018
Dealing in all financial instruments for own account (C1 to C10) 01/11/2007
Dealing for own account with regard to emission allowances 03/01/2018
Portfolio management of all financial instruments (C1 to C10) 01/11/2007
Portfolio management of emission allowances 03/01/2018
Investment advice concerning all financial instruments (C1 to C10) 01/11/2007
Investment advice concerning emission allowances 03/01/2018
Underwriting and/or placing of all financial instruments on a firm commitment basis (C1 to C10) 01/11/2007
Underwriting and/or placing of emission allowances on a firm commitment basis 03/01/2018
Placing of financial instruments without a firm commitment basis (C1 to C10) 01/11/2007
Placing of emission allowances without a firm commitment basis 03/01/2018
Safekeeping and administration of all financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (C1 to C10) 01/11/2007
Granting credits or loans to an investor to allow him to carry out a transaction in one or more emission allowances, where the firm granting the credit or loan is involved in the transaction 03/01/2018
Granting credits or loans to an investor to allow him to carry out a transaction in financial instruments, where the firm granting the credit or loan is involved in the transaction (C1 to C10) 01/11/2007
Granting credits or loans to an investor to allow him to carry out a transaction in one or more emission allowances, where the firm granting the credit or loan is involved in the transaction 03/01/2018
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 01/11/2007
Foreign exchange services where these services are connected to the provision of investment services 01/11/2007
Investment research and financial analysis or other forms of general recommendation relating to transactions in all financial instruments (C1 to C10) 01/11/2007
Investment research and financial analysis or other forms of general recommendation relating to transactions in emission allowances 03/01/2018
Services related to underwriting of all financial instruments (C1 to C10) 01/11/2007
Services related to emission allowances underwriting 03/01/2018
Reception and transmission of orders relating to emission allowances 03/01/2018