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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Theorema Advisors UK LLP

Address:

Talbot House
EC3V 0BP London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 27/10/2014
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 27/10/2014
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 27/10/2014
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 27/10/2014
Reception and transmission of orders relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 27/10/2014
Reception and transmission of orders relating to financial contracts for differences 27/10/2014
Execution of securities orders on behalf of clients 27/10/2014
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 31/05/2011
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 27/10/2014
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 27/10/2014
Execution of orders on behalf of clients relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 27/10/2014
Execution of orders on behalf of clients relating to financial contracts for differences 27/10/2014
Securities portfolio management 27/10/2014
Portfolio management of units in collective investment undertakings 31/05/2011
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 27/10/2014
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 27/10/2014
Portfolio management of options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 27/10/2014
Portfolio management of financial contracts for differences 27/10/2014
Securities investment advice 27/10/2014
Investment advice on units in collective investment undertakings 31/05/2011
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 27/10/2014
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 27/10/2014
Investment advice on options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 27/10/2014
Investment advice concerning financial contracts for diferences 27/10/2014
Foreign exchange services where these services are connected to the provision of investment services 31/05/2011
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 27/10/2014
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 31/05/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 27/10/2014
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 27/10/2014
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 27/10/2014
Reception and transmission of orders relating to units in collective investment undertakings 31/05/2011