CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Brookfield Investment Managment (UK) Limited

Address:

99 Bishopsgate, 2nd Floor
EC2M 3XD London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 21/02/2011
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 21/02/2011
Reception and transmission of orders relating to units in collective investment undertakings 21/02/2011
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 21/02/2011
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 21/02/2011
Reception and transmission of orders relating to financial contracts for differences 21/02/2011
Securities investment advice 21/02/2011
Investment advice concerning money market instruments 21/02/2011
Investment advice on units in collective investment undertakings 21/02/2011
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 21/02/2011
Investment advice on derivative instruments for the transfer of credit risk 21/02/2011
Investment advice concerning financial contracts for diferences 21/02/2011
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 21/02/2011
Foreign exchange services where these services are connected to the provision of investment services 21/02/2011
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 21/02/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 21/02/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 21/02/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 21/02/2011
Investment research and financial analysis or other forms of general recommendation relating to transactions in derivative instruments for the transfer of credit risk 21/02/2011
Reception and transmission of orders relating to money-market instruments 21/02/2011