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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Sequoia Investment Management Company Limited

Address:

London Maid House, 11-13 Market Place
W1W 8AH London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 13/12/2010
Investment advice concerning financial contracts for diferences 13/12/2010
Reception and transmission of orders relating to units in collective investment undertakings 21/04/2016
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 13/12/2010
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 13/12/2010
Reception and transmission of orders relating to financial contracts for differences 13/12/2010
Execution of securities orders on behalf of clients 13/12/2010
Execution of money-market instruments orders on behalf of clients 13/12/2010
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 21/04/2016
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 13/12/2010
Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk 13/12/2010
Execution of orders on behalf of clients relating to financial contracts for differences 13/12/2010
Securities portfolio management 13/12/2010
Portfolio management of money-market instruments 13/12/2010
Portfolio management of units in collective investment undertakings 21/04/2016
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 13/12/2010
Portfolio management of derivative instruments for the transfer of credit risk 13/12/2010
Portfolio management of financial contracts for differences 13/12/2010
Securities investment advice 13/12/2010
Investment advice concerning money market instruments 13/12/2010
Investment advice on units in collective investment undertakings 21/04/2016
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 13/12/2010
Investment advice on derivative instruments for the transfer of credit risk 13/12/2010
Reception and transmission of orders relating to money-market instruments 13/12/2010