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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Wachovia Securities International Limited

Address:

1 Plantation Place, 30 Fenchurch Street, London EC3M 3BD, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to all financial instruments (C1 to C10) 15/07/2009
Execution of all financial instruments orders on behalf of clients (C1 to C10) 15/07/2009
Dealing in all financial instruments for own account (C1 to C10) 15/07/2009
Investment advice concerning all financial instruments (C1 to C10) 15/07/2009
Underwriting and/or placing of all financial instruments on a firm commitment basis (C1 to C10) 15/07/2009
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 15/07/2009
Granting credits or loans to an investor to allow him to carry out a transaction in financial instruments, where the firm granting the credit or loan is involved in the transaction (C1 to C10) 15/07/2009
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 15/07/2009
Foreign exchange services where these services are connected to the provision of investment services 15/07/2009
Investment research and financial analysis or other forms of general recommendation relating to transactions in all financial instruments (C1 to C10) 15/07/2009
Services related to underwriting of all financial instruments (C1 to C10) 15/07/2009
Placing of financial instruments without a firm commitment basis (C1 to C10) 15/07/2009