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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

SRP Risk & Finance LLP

Address:

1 Bennet Court, 1 Bellevue Road, Wandsworth Common, London SW17 7EG, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 22/07/2009
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 22/07/2009
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 22/07/2009
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 22/07/2009
Reception and transmission of orders relating to financial contracts for differences 22/07/2009
Execution of securities orders on behalf of clients 22/07/2009
Execution of money-market instruments orders on behalf of clients 22/07/2009
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 22/07/2009
Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk 22/07/2009
Execution of orders on behalf of clients relating to financial contracts for differences 22/07/2009
Securities investment advice 22/07/2009
Investment advice concerning money market instruments 22/07/2009
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 22/07/2009
Investment advice on derivative instruments for the transfer of credit risk 22/07/2009
Investment advice concerning financial contracts for diferences 22/07/2009
Reception and transmission of orders relating to money-market instruments 22/07/2009