Dinosaur Merchant Bank Limited
Address:
4th Floor, 48-54 MoorgateEC2R 6EJ London, ENGLAND
Authorised services
|
Service
|
Registration date
|
|---|---|
| Reception and transmission of orders relating to securities | 10/03/2010 |
| Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. | 11/07/2017 |
| Reception and transmission of orders relating to units in collective investment undertakings | 10/03/2010 |
| Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 10/03/2010 |
| Reception and transmission of orders relating to financial contracts for differences | 10/03/2010 |
| Execution of securities orders on behalf of clients | 10/03/2010 |
| Execution of money-market instruments orders on behalf of clients | 10/03/2010 |
| Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo | 10/03/2010 |
| Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 10/03/2010 |
| Execution of orders on behalf of clients relating to financial contracts for differences | 10/03/2010 |
| Dealing in securities for own account | 03/01/2018 |
| Dealing for own account with regard to money market instruments | 03/01/2018 |
| Dealing in units in collective investment undertakings for own account | 03/01/2018 |
| Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 03/01/2018 |
| Dealing for own account with respect to financial contracts for differences | 03/01/2018 |
| Securities investment advice | 10/03/2010 |
| Investment advice concerning money market instruments | 10/03/2010 |
| Investment advice on units in collective investment undertakings | 10/03/2010 |
| Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 10/03/2010 |
| Investment advice concerning financial contracts for diferences | 10/03/2010 |
| Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; | 06/07/2017 |
| Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; | 06/07/2017 |
| Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management | 06/07/2017 |
| Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; | 06/07/2017 |
| Safekeeping and administration of financial contracts for differences for the account of clients, including custodianship and related services such as cash/collateral management | 06/07/2017 |
| Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings | 11/07/2017 |
| Investment research and financial analysis or other forms of general recommendations relating to transaction in securities | 11/07/2017 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments | 11/07/2017 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings | 11/07/2017 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 11/07/2017 |
| Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences | 11/07/2017 |
| Reception and transmission of orders relating to money-market instruments | 10/03/2010 |
