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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Dinosaur Merchant Bank Limited

Address:

4th Floor, 48-54 Moorgate
EC2R 6EJ London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 10/03/2010
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 11/07/2017
Reception and transmission of orders relating to units in collective investment undertakings 10/03/2010
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2010
Reception and transmission of orders relating to financial contracts for differences 10/03/2010
Execution of securities orders on behalf of clients 10/03/2010
Execution of money-market instruments orders on behalf of clients 10/03/2010
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 10/03/2010
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2010
Execution of orders on behalf of clients relating to financial contracts for differences 10/03/2010
Dealing in securities for own account 03/01/2018
Dealing for own account with regard to money market instruments 03/01/2018
Dealing in units in collective investment undertakings for own account 03/01/2018
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 03/01/2018
Dealing for own account with respect to financial contracts for differences 03/01/2018
Securities investment advice 10/03/2010
Investment advice concerning money market instruments 10/03/2010
Investment advice on units in collective investment undertakings 10/03/2010
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2010
Investment advice concerning financial contracts for diferences 10/03/2010
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 06/07/2017
Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; 06/07/2017
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 06/07/2017
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 06/07/2017
Safekeeping and administration of financial contracts for differences for the account of clients, including custodianship and related services such as cash/collateral management 06/07/2017
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 11/07/2017
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 11/07/2017
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 11/07/2017
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 11/07/2017
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 11/07/2017
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 11/07/2017
Reception and transmission of orders relating to money-market instruments 10/03/2010