Willis Welby LLP
Address:
Dell House, Wildernesse Avenue, Sevenoaks, Kent TN15 0EA, ENGLANDAuthorised services
|
Service
|
Registration date
|
|---|---|
| Securities investment advice | 07/04/2010 |
| Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences | 07/04/2010 |
| Investment advice concerning money market instruments | 07/04/2010 |
| Investment advice on units in collective investment undertakings | 07/04/2010 |
| Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 07/04/2010 |
| Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); | 07/04/2010 |
| Investment advice on options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF | 07/04/2010 |
| Investment advice concerning financial contracts for diferences | 07/04/2010 |
| Investment research and financial analysis or other forms of general recommendations relating to transaction in securities | 07/04/2010 |
| Investment research and financial analysis or other forms of general recommendations relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls | 07/04/2010 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments | 07/04/2010 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings | 07/04/2010 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 07/04/2010 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); | 07/04/2010 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF | 07/04/2010 |
| Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. | 07/04/2010 |
