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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Lombard Street Research Financial Services Limited

Address:

30 Watling Street, London EC4M 9BR; ENGLAND

Authorised services

Service
Registration date
   
Securities investment advice 23/04/2010
Investment advice concerning money market instruments 23/04/2010
Investment advice on units in collective investment undertakings 23/04/2010
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 23/04/2010
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 23/04/2010
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 23/04/2010
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 23/04/2010
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 23/04/2010
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 23/04/2010
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 23/04/2010