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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

China International Capital Corporation (UK) Limited

Address:

Level 25, 125 Old Broad Street
EC2N 1AR London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 25/02/2010
Services related to underwriting of financial contracts for differences 08/10/2019
Reception and transmission of orders relating to units in collective investment undertakings 25/02/2010
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/10/2019
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 08/10/2019
Reception and transmission of orders relating to financial contracts for differences 08/10/2019
Execution of securities orders on behalf of clients 25/02/2010
Execution of money-market instruments orders on behalf of clients 08/10/2019
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 25/02/2010
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/10/2019
Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk 08/10/2019
Execution of orders on behalf of clients relating to financial contracts for differences 08/10/2019
Dealing in securities for own account 08/10/2019
Dealing for own account with regard to money market instruments 08/10/2019
Dealing in units in collective investment undertakings for own account 08/10/2019
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/10/2019
Dealing in derivative instruments for the transfer of credit risk for own account 08/10/2019
Dealing for own account with respect to financial contracts for differences 08/10/2019
Securities investment advice 25/02/2010
Investment advice concerning money market instruments 08/10/2019
Investment advice on units in collective investment undertakings 25/02/2010
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/10/2019
Investment advice on derivative instruments for the transfer of credit risk 08/10/2019
Investment advice concerning financial contracts for diferences 08/10/2019
Underwriting and/or placing of securities on a firm commitment basis; 08/10/2019
Underwriting and/or placing of money market instruments on a firm commitment basis 08/10/2019
Underwriting and/or placing of units in collective investment undertakings on a firm commitment basis 08/10/2019
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/10/2019
Underwriting and/or placing of derivative instruments for the transfer of credit risk on a firm commitment basis 08/10/2019
Underwriting and/or placing of financial contracts for diferences on a firm commitment basis 08/10/2019
Placing of securities without a firm commitment basis 30/11/2011
Placing of money-market instruments without a firm commitment basis 08/10/2019
Placing of units in collective investment undertakings without a firm commitment basis 08/10/2019
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/10/2019
Placing of derivative instruments for the transfer of credit risk without a firm commitment basis 08/10/2019
Placing of financial contracts for differences without a firm commitment basis 08/10/2019
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 25/02/2010
Foreign exchange services where these services are connected to the provision of investment services 12/10/2020
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 25/02/2010
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 08/10/2019
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 25/02/2010
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/10/2019
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 08/10/2019
Services related to securities underwriting 30/11/2011
Services related to money-market instruments underwriting 08/10/2019
Services related to underwriting of units in collective investment undertakings 08/10/2019
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/10/2019
Reception and transmission of orders relating to money-market instruments 08/10/2019