CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Falcon Money Management LLP

Address:

60 Great Tower Street, LondonEC3R 5AD, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 23/10/2009
Foreign exchange services where these services are connected to the provision of investment services 23/10/2009
Reception and transmission of orders relating to units in collective investment undertakings 23/10/2009
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 23/10/2009
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 23/10/2009
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 23/10/2009
Reception and transmission of orders relating to financial contracts for differences 23/10/2009
Execution of securities orders on behalf of clients 23/10/2009
Execution of money-market instruments orders on behalf of clients 23/10/2009
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 23/10/2009
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 23/10/2009
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 23/10/2009
Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk 23/10/2009
Execution of orders on behalf of clients relating to financial contracts for differences 23/10/2009
Securities portfolio management 23/10/2009
Portfolio management of money-market instruments 23/10/2009
Portfolio management of units in collective investment undertakings 23/10/2009
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 23/10/2009
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 23/10/2009
Portfolio management of derivative instruments for the transfer of credit risk 23/10/2009
Portfolio management of financial contracts for differences 23/10/2009
Securities investment advice 23/10/2009
Investment advice concerning money market instruments 23/10/2009
Investment advice on units in collective investment undertakings 23/10/2009
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 23/10/2009
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 23/10/2009
Investment advice on derivative instruments for the transfer of credit risk 23/10/2009
Investment advice concerning financial contracts for diferences 23/10/2009
Reception and transmission of orders relating to money-market instruments 23/10/2009