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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Royal Bank of Canada Investment Management (UK) Ltd

Address:

71 Queen Victoria Street
EC4V 4DE London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to all financial instruments (C1 to C10) 28/08/2008
Execution of all financial instruments orders on behalf of clients (C1 to C10) 28/08/2008
Portfolio management of all financial instruments (C1 to C10) 28/08/2008
Investment advice concerning all financial instruments (C1 to C10) 28/08/2008
Underwriting and/or placing of all financial instruments on a firm commitment basis (C1 to C10) 28/08/2008
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 28/08/2008
Safekeeping and administration of all financial instruments for the account of clients, including custodianship and related services such as cash/collateral management (C1 to C10) 28/08/2008
Granting credits or loans to an investor to allow him to carry out a transaction in financial instruments, where the firm granting the credit or loan is involved in the transaction (C1 to C10) 28/08/2008
Foreign exchange services where these services are connected to the provision of investment services 28/08/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in all financial instruments (C1 to C10) 28/08/2008
Placing of financial instruments without a firm commitment basis (C1 to C10) 28/08/2008