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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Houlihan Lokey Howard & Zukin (Europe) Ltd

Address:

83 Pall Mall
SW1Y 5ES London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 17/04/2008
Services related to underwriting of financial contracts for differences 19/11/2009
Reception and transmission of orders relating to units in collective investment undertakings 17/04/2008
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 17/04/2008
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 19/11/2009
Reception and transmission of orders relating to financial contracts for differences 19/11/2009
Securities investment advice 17/04/2008
Investment advice concerning money market instruments 17/04/2008
Investment advice on units in collective investment undertakings 17/04/2008
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 17/04/2008
Investment advice on derivative instruments for the transfer of credit risk 19/11/2009
Investment advice concerning financial contracts for diferences 19/11/2009
Underwriting and/or placing of securities on a firm commitment basis; 17/04/2008
Underwriting and/or placing of money market instruments on a firm commitment basis 17/04/2008
Underwriting and/or placing of units in collective investment undertakings on a firm commitment basis 17/04/2008
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 17/04/2008
Underwriting and/or placing of derivative instruments for the transfer of credit risk on a firm commitment basis 19/11/2009
Underwriting and/or placing of financial contracts for diferences on a firm commitment basis 19/11/2009
Placing of securities without a firm commitment basis 17/04/2008
Placing of money-market instruments without a firm commitment basis 17/04/2008
Placing of units in collective investment undertakings without a firm commitment basis 17/04/2008
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 17/04/2008
Placing of derivative instruments for the transfer of credit risk without a firm commitment basis 19/11/2009
Placing of financial contracts for differences without a firm commitment basis 19/11/2009
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 17/04/2008
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 17/04/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 17/04/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 17/04/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 17/04/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in derivative instruments for the transfer of credit risk 19/11/2009
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 19/11/2009
Services related to securities underwriting 17/04/2008
Services related to money-market instruments underwriting 17/04/2008
Services related to underwriting of units in collective investment undertakings 17/04/2008
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 17/04/2008
Services related to underwriting of derivative instruments for the transfer of credit risk 19/11/2009
Reception and transmission of orders relating to money-market instruments 17/04/2008