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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Babson Capital Europe Limited

Address:

61 Aldwych - London WC2B 4AE

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 31/12/2007
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 31/12/2007
Reception and transmission of orders relating to units in collective investment undertakings 31/12/2007
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 31/12/2007
Execution of securities orders on behalf of clients 31/12/2007
Execution of money-market instruments orders on behalf of clients 31/12/2007
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 31/12/2007
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 31/12/2007
Securities portfolio management 31/12/2007
Portfolio management of money-market instruments 31/12/2007
Portfolio management of units in collective investment undertakings 31/12/2007
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 31/12/2007
Securities investment advice 31/12/2007
Investment advice concerning money market instruments 31/12/2007
Investment advice on units in collective investment undertakings 31/12/2007
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 31/12/2007
Placing of securities without a firm commitment basis 07/03/2008
Placing of money-market instruments without a firm commitment basis 07/03/2008
Placing of units in collective investment undertakings without a firm commitment basis 07/03/2008
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 07/03/2008
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 31/12/2007
Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; 31/12/2007
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 31/12/2007
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 31/12/2007
Foreign exchange services where these services are connected to the provision of investment services 31/12/2007
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 31/12/2007
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 31/12/2007
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 31/12/2007
Services related to securities underwriting 31/12/2007
Services related to money-market instruments underwriting 31/12/2007
Services related to underwriting of units in collective investment undertakings 31/12/2007
Reception and transmission of orders relating to money-market instruments 31/12/2007