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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Close Asset Management Limited

Address:

10 Exchange Square Primrose Street, London EC2A 2BY

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 24/10/2019
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 24/10/2019
Reception and transmission of orders relating to units in collective investment undertakings 24/10/2019
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 24/10/2019
Execution of securities orders on behalf of clients 24/10/2019
Execution of money-market instruments orders on behalf of clients 24/10/2019
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 24/10/2019
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 24/10/2019
Securities portfolio management 24/10/2019
Portfolio management of money-market instruments 24/10/2019
Portfolio management of units in collective investment undertakings 24/10/2019
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 24/10/2019
Securities investment advice 24/10/2019
Investment advice concerning money market instruments 24/10/2019
Investment advice on units in collective investment undertakings 24/10/2019
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 24/10/2019
Underwriting and/or placing of securities on a firm commitment basis; 24/10/2019
Underwriting and/or placing of money market instruments on a firm commitment basis 24/10/2019
Underwriting and/or placing of units in collective investment undertakings on a firm commitment basis 24/10/2019
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 24/10/2019
Placing of securities without a firm commitment basis 24/10/2019
Placing of money-market instruments without a firm commitment basis 24/10/2019
Placing of units in collective investment undertakings without a firm commitment basis 24/10/2019
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 24/10/2019
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 24/10/2019
Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; 24/10/2019
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 24/10/2019
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 24/10/2019
Foreign exchange services where these services are connected to the provision of investment services 24/10/2019
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 24/10/2019
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 24/10/2019
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 24/10/2019
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 24/10/2019
Services related to securities underwriting 24/10/2019
Services related to money-market instruments underwriting 24/10/2019
Services related to underwriting of units in collective investment undertakings 24/10/2019
Reception and transmission of orders relating to money-market instruments 24/10/2019