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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Hermes Investment Management Limited

Address:

Lloyds Chambers - 1 Portsoken Street
E1 8HZ London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 12/01/2011
Services related to securities underwriting 12/01/2011
Securities portfolio management 12/01/2011
Portfolio management of money-market instruments 12/01/2011
Portfolio management of units in collective investment undertakings 12/01/2011
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 12/01/2011
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 12/01/2011
Portfolio management of options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 12/01/2011
Portfolio management of options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C- 6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls. 12/01/2011
Portfolio management of derivative instruments for the transfer of credit risk 12/01/2011
Securities investment advice 12/01/2011
Investment advice concerning money market instruments 12/01/2011
Investment advice on units in collective investment undertakings 12/01/2011
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 12/01/2011
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 12/01/2011
Investment advice on options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 12/01/2011
Investment advice on options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C- 6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls 12/01/2011
Investment advice on derivative instruments for the transfer of credit risk 12/01/2011
Foreign exchange services where these services are connected to the provision of investment services 12/01/2011
Execution of securities orders on behalf of clients 12/01/2011