CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

AE Global Investment Solutions Limited

Address:

Bessborough House - 17 Cavendish Square
W1G 0PH London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 23/12/2008
Services related to underwriting of derivative instruments for the transfer of credit risk 23/12/2008
Reception and transmission of orders relating to units in collective investment undertakings 23/12/2008
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/04/2014
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 23/12/2008
Execution of securities orders on behalf of clients 23/12/2008
Execution of money-market instruments orders on behalf of clients 23/12/2008
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 23/12/2008
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/04/2014
Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk 23/12/2008
Securities portfolio management 23/12/2008
Portfolio management of money-market instruments 23/12/2008
Portfolio management of units in collective investment undertakings 23/12/2008
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/04/2014
Portfolio management of derivative instruments for the transfer of credit risk 23/12/2008
Securities investment advice 23/12/2008
Investment advice concerning money market instruments 23/12/2008
Investment advice on units in collective investment undertakings 23/12/2008
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/04/2014
Investment advice on derivative instruments for the transfer of credit risk 23/12/2008
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 23/12/2008
Foreign exchange services where these services are connected to the provision of investment services 23/12/2008
Services related to securities underwriting 23/12/2008
Services related to money-market instruments underwriting 23/12/2008
Services related to underwriting of units in collective investment undertakings 23/12/2008
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/04/2014
Reception and transmission of orders relating to money-market instruments 23/12/2008