Swiss Re Capital Markets Limited
Address:
30 St Mary AxeEC3A 8EP London, ENGLAND
Authorised services
|
Service
|
Registration date
|
|---|---|
| Reception and transmission of orders relating to all financial instruments (C1 to C10) | 07/11/2007 |
| Execution of all financial instruments orders on behalf of clients (C1 to C10) | 07/11/2007 |
| Dealing in all financial instruments for own account (C1 to C10) | 07/11/2007 |
| Investment advice concerning all financial instruments (C1 to C10) | 07/11/2007 |
| Underwriting and/or placing of all financial instruments on a firm commitment basis (C1 to C10) | 07/11/2007 |
| Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. | 07/11/2007 |
| Granting credits or loans to an investor to allow him to carry out a transaction in financial instruments, where the firm granting the credit or loan is involved in the transaction (C1 to C10) | 07/11/2007 |
| Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings | 07/11/2007 |
| Foreign exchange services where these services are connected to the provision of investment services | 07/11/2007 |
| Investment research and financial analysis or other forms of general recommendation relating to transactions in all financial instruments (C1 to C10) | 07/11/2007 |
| Services related to underwriting of all financial instruments (C1 to C10) | 07/11/2007 |
| Placing of financial instruments without a firm commitment basis (C1 to C10) | 07/11/2007 |
