CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Duff and Phelps Securities Limited

Address:

The Shard 32 London Bridge Street
SE1 9SG London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 03/10/2008
Reception and transmission of orders relating to money-market instruments 03/10/2008
Reception and transmission of orders relating to units in collective investment undertakings 04/08/2015
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 04/08/2015
Securities investment advice 03/10/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in derivative instruments for the transfer of credit risk 04/08/2015
Investment advice on units in collective investment undertakings 04/08/2015
Investment advice on derivative instruments for the transfer of credit risk 04/08/2015
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 04/08/2015
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 04/08/2015
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 04/08/2015
Investment advice concerning money market instruments 04/08/2015