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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Novus Capital Markets Limited

Address:

29-30 Cornhill
EC3V 3NF London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 20/02/2009
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 20/02/2009
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/02/2009
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 20/02/2009
Reception and transmission of orders relating to financial contracts for differences 20/02/2009
Execution of securities orders on behalf of clients 20/02/2009
Execution of money-market instruments orders on behalf of clients 20/02/2009
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/02/2009
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 20/02/2009
Execution of orders on behalf of clients relating to financial contracts for differences 20/02/2009
Securities investment advice 20/02/2009
Investment advice concerning money market instruments 20/02/2009
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/02/2009
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 20/02/2009
Investment advice concerning financial contracts for diferences 20/02/2009
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 20/02/2009
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 20/02/2009
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 20/02/2009
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 20/02/2009
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 20/02/2009
Reception and transmission of orders relating to money-market instruments 20/02/2009