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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Oppenheimer EU Ltd

Address:

6 Gracechurch Street, London EC3V 0AT, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 11/09/2008
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 11/09/2008
Reception and transmission of orders relating to units in collective investment undertakings 11/09/2008
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 11/09/2008
Execution of securities orders on behalf of clients 30/04/2010
Execution of money-market instruments orders on behalf of clients 30/04/2010
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 30/04/2010
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 30/04/2010
Dealing in securities for own account 30/04/2010
Dealing for own account with regard to money market instruments 30/04/2010
Dealing in units in collective investment undertakings for own account 30/04/2010
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 30/04/2010
Securities investment advice 11/09/2008
Investment advice concerning money market instruments 11/09/2008
Investment advice on units in collective investment undertakings 11/09/2008
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 11/09/2008
Placing of securities without a firm commitment basis 16/06/2010
Placing of money-market instruments without a firm commitment basis 16/06/2010
Placing of units in collective investment undertakings without a firm commitment basis 16/06/2010
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 16/06/2010
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 11/09/2008
Reception and transmission of orders relating to money-market instruments 11/09/2008