Oppenheimer EU Ltd
Address:
6 Gracechurch Street, London EC3V 0AT, ENGLANDAuthorised services
|
Service
|
Registration date
|
|---|---|
| Reception and transmission of orders relating to securities | 11/09/2008 |
| Investment research and financial analysis or other forms of general recommendations relating to transaction in securities | 11/09/2008 |
| Reception and transmission of orders relating to units in collective investment undertakings | 11/09/2008 |
| Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 11/09/2008 |
| Execution of securities orders on behalf of clients | 30/04/2010 |
| Execution of money-market instruments orders on behalf of clients | 30/04/2010 |
| Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo | 30/04/2010 |
| Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 30/04/2010 |
| Dealing in securities for own account | 30/04/2010 |
| Dealing for own account with regard to money market instruments | 30/04/2010 |
| Dealing in units in collective investment undertakings for own account | 30/04/2010 |
| Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 30/04/2010 |
| Securities investment advice | 11/09/2008 |
| Investment advice concerning money market instruments | 11/09/2008 |
| Investment advice on units in collective investment undertakings | 11/09/2008 |
| Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 11/09/2008 |
| Placing of securities without a firm commitment basis | 16/06/2010 |
| Placing of money-market instruments without a firm commitment basis | 16/06/2010 |
| Placing of units in collective investment undertakings without a firm commitment basis | 16/06/2010 |
| Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 16/06/2010 |
| Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings | 11/09/2008 |
| Reception and transmission of orders relating to money-market instruments | 11/09/2008 |
