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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Mirae Asset Global Investment Management (UK) Limited

Address:

19th Floor, 40 Bank Street, Canary Wharf, London E14 5DS

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 18/06/2008
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 18/06/2008
Reception and transmission of orders relating to units in collective investment undertakings 18/06/2008
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/06/2008
Reception and transmission of orders relating to financial contracts for differences 18/06/2008
Securities portfolio management 18/06/2008
Portfolio management of money-market instruments 18/06/2008
Portfolio management of units in collective investment undertakings 18/06/2008
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/06/2008
Portfolio management of financial contracts for differences 18/06/2008
Securities investment advice 18/06/2008
Investment advice concerning money market instruments 18/06/2008
Investment advice on units in collective investment undertakings 18/06/2008
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/06/2008
Investment advice concerning financial contracts for diferences 18/06/2008
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 18/06/2008
Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; 18/06/2008
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 18/06/2008
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 18/06/2008
Safekeeping and administration of financial contracts for differences for the account of clients, including custodianship and related services such as cash/collateral management 18/06/2008
Foreign exchange services where these services are connected to the provision of investment services 18/06/2008
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 18/06/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 18/06/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 18/06/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/06/2008
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 18/06/2008
Reception and transmission of orders relating to money-market instruments 18/06/2008