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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Sapien Capital Limited

Address:

2nd Floor, 33 Margaret Street, London W1G 0JD

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 18/04/2008
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 18/04/2008
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/04/2008
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 18/04/2008
Reception and transmission of orders relating to financial contracts for differences 18/04/2008
Placing of securities without a firm commitment basis 18/04/2008
Placing of money-market instruments without a firm commitment basis 18/04/2008
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/04/2008
Placing of derivative instruments for the transfer of credit risk without a firm commitment basis 18/04/2008
Placing of financial contracts for differences without a firm commitment basis 18/04/2008
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 18/04/2008
Foreign exchange services where these services are connected to the provision of investment services 18/04/2008
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 18/04/2008
Investment research and financial analysis or other forms of general recommendations relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls 18/04/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 18/04/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 18/04/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in derivative instruments for the transfer of credit risk 18/04/2008
Reception and transmission of orders relating to money-market instruments 18/04/2008