Marex Spectron International Limited
Address:
Level Five 155 BishopsgateEC2M 3TQ London
Authorised services
|
Service
|
Registration date
|
|---|---|
| Reception and transmission of orders in respect of options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. | 01/11/2007 |
| Operation of Multilateral Trading Facilities in relation to derivative contracts relating to commodities that can be physically settled not being for commercial purposes | 03/01/2018 |
| Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); | 01/11/2007 |
| Reception and transmission of orders relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF | 01/11/2007 |
| Reception and transmission of orders relating to options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C/6) and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls | 01/11/2007 |
| Reception and transmission of orders relating to derivative instruments for the transfer of credit risk | 01/11/2007 |
| Reception and transmission of orders relating to financial contracts for differences | 01/11/2007 |
| Execution of orders on behalf of clients as to options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination ground), and also any other derivative contracts relating to assets, rights, bonds, indices and measures not otherwise mentioned in Section C, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, it is traded on a regulated market or an MTF, cleared and settled through recognised clearing houses or subject to regular margin calls. | 01/11/2007 |
| Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 01/11/2007 |
| Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); | 01/11/2007 |
| Execution of orders on behalf of clients relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF | 01/11/2007 |
| Execution of orders on behalf of clients relating to options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in Section C- 6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls | 01/11/2007 |
| Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk | 01/11/2007 |
| Execution of orders on behalf of clients relating to financial contracts for differences | 01/11/2007 |
| Operation of Multilateral Trading Facilities in relation to emission allowances | 03/01/2018 |
| Operation of Multilateral Trading Facilities in relation to derivative contracts which may be settled physically or in cash | 03/01/2018 |
| Operation of Multilateral Trading Facilities in relation to any derivative contracts relating to commodities settled in cash | 03/01/2018 |
| Operation of Multilateral Trading Facilities in relation to derivative contract relating to commodities that can be physically settled traded on a regulated market and/or an MTF | 03/01/2018 |
| Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash | 01/11/2007 |
