CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Equiniti Financial Services Limited

Address:

Aspect House, Spencer Road, Spencer Road, West Sussex BN99 6DA, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 15/02/2013
Reception and transmission of orders relating to money-market instruments 15/02/2013
Reception and transmission of orders relating to units in collective investment undertakings 15/02/2013
Execution of securities orders on behalf of clients 15/02/2013
Execution of money-market instruments orders on behalf of clients 15/02/2013
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 15/02/2013
Dealing in securities for own account 03/01/2018
Dealing for own account with regard to money market instruments 03/01/2018
Dealing in units in collective investment undertakings for own account 03/01/2018
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 15/02/2013
Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; 15/02/2013
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 15/02/2013