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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

FinnCap Ltd

Address:

4 Coleman Street - EC2R 5TA London

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 01/03/2016
Services related to underwriting of financial contracts for differences 01/11/2007
Reception and transmission of orders relating to units in collective investment undertakings 01/03/2016
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/03/2016
Reception and transmission of orders relating to financial contracts for differences 01/11/2007
Execution of securities orders on behalf of clients 01/03/2016
Execution of money-market instruments orders on behalf of clients 01/03/2016
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 01/03/2016
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/03/2016
Execution of orders on behalf of clients relating to financial contracts for differences 01/11/2007
Dealing in securities for own account 01/03/2016
Dealing for own account with regard to money market instruments 01/03/2016
Dealing in units in collective investment undertakings for own account 01/03/2016
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/03/2016
Dealing for own account with respect to financial contracts for differences 01/11/2007
Securities investment advice 01/11/2007
Investment advice concerning money market instruments 01/11/2007
Investment advice on units in collective investment undertakings 01/11/2007
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/11/2007
Investment advice concerning financial contracts for diferences 01/11/2007
Underwriting and/or placing of securities on a firm commitment basis; 01/03/2016
Underwriting and/or placing of money market instruments on a firm commitment basis 01/03/2016
Underwriting and/or placing of units in collective investment undertakings on a firm commitment basis 01/03/2016
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/03/2016
Underwriting and/or placing of financial contracts for diferences on a firm commitment basis 01/11/2007
Placing of securities without a firm commitment basis 01/03/2016
Placing of money-market instruments without a firm commitment basis 01/03/2016
Placing of units in collective investment undertakings without a firm commitment basis 01/03/2016
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/03/2016
Placing of financial contracts for differences without a firm commitment basis 01/11/2007
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 01/11/2007
Foreign exchange services where these services are connected to the provision of investment services 01/11/2007
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 01/03/2016
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 01/03/2016
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 01/03/2016
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/03/2016
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 01/11/2007
Services related to securities underwriting 01/03/2016
Services related to money-market instruments underwriting 01/03/2016
Services related to underwriting of units in collective investment undertakings 01/03/2016
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/03/2016
Reception and transmission of orders relating to money-market instruments 01/03/2016