CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

CBA Europe Ltd

Address:

1 New Ludgate, 60 Ludgate Hill
EC4M 7AW London

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 03/01/2018
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 03/01/2018
Reception and transmission of orders relating to money-market instruments 03/01/2018
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 03/01/2018
Execution of securities orders on behalf of clients 03/01/2018
Execution of emission allowances orders on behalf of clients 03/01/2018
Execution of money-market instruments orders on behalf of clients 03/01/2018
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 03/01/2018
Securities investment advice 03/01/2018
Investment advice concerning emission allowances 03/01/2018
Investment advice concerning money market instruments 03/01/2018
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 03/01/2018
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 03/01/2018
Granting credits or loans to an investor to allow him to carry out a transaction in one or more emission allowances, where the firm granting the credit or loan is involved in the transaction 03/01/2018
Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; 03/01/2018
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 03/01/2018
Foreign exchange services where these services are connected to the provision of investment services 03/01/2018
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 03/01/2018
Investment research and financial analysis or other forms of general recommendation relating to transactions in emission allowances 03/01/2018
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 03/01/2018
Reception and transmission of orders relating to emission allowances 03/01/2018