CMVM
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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Nicholas Appelgate Capital Management (UK)

Address:

St. Michael's House - 1 George Yard
EC3V 9DH London - ENGLAND

Authorised services

Service
Registration date
   
Reception/transmission of orders issued by investors with regard to securities 13/05/1998
Reception/transmission of orders issued by investors with regard to investment units in UCITS 13/05/1998
Reception/transmission of orders issued by investors with regard to money market instruments 13/05/1998
Execution of orders on behalf of third parties with regard to securities 02/01/1998
Execution of orders on behalf of third parties with regard to investment units in UCITS 02/01/1998
Investment advisory services on money market instruments 02/01/1998
Portfolio management which includes securities 02/01/1998
Portfolio management which includes investment units in UCITS 02/01/1998
Portfolio management which includes money market instruments 02/01/1998
Investment advisory services on securities 02/01/1998
Investment advisory services on investment units in UCITS 02/01/1998
Execution of orders on behalf of third parties with regard to money market instruments 02/01/1998