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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

GFI Brokers Ltd

Address:

Broadgate West, 1 Snowden Street
EC2A 2DQ London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 01/11/2007
Foreign exchange services where these services are connected to the provision of investment services 01/11/2007
Reception and transmission of orders relating to units in collective investment undertakings 01/11/2007
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/11/2007
Securities investment advice 01/11/2007
Investment advice concerning money market instruments 01/11/2007
Investment advice on units in collective investment undertakings 01/11/2007
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/11/2007
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 01/11/2007
Investment advice on options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 01/11/2007
Operation of Multilateral Trading Facilities (MTF) concerning securities 01/11/2007
Operation of Multilateral Trading Facilities concerning money-market instruments 01/11/2007
Operation of Multilateral Trading Facilities (MTF) relating to units in collective investment undertakings 01/11/2007
Operation of Multilateral Trading Facilities (MTF) relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/11/2007
Operation of Multilateral Trading Facilities regarding options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (other than by reason of a default or other termination event); 01/11/2007
Operation of Multilateral Trading Facilities (MTF) relating to options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF 01/11/2007
Operation of Multilateral Trading Facilities in relation to transferable securities 03/01/2018
Operation of Multilateral Trading Facilities in relation to other derivative contracts relating to climatic variables, emission allowances, inflation rates, rights, obligations, etc. 03/01/2018
Operation of Multilateral Trading Facilities in relation to derivative contracts which may be settled physically or in cash 03/01/2018
Operation of Multilateral Trading Facilities in relation to derivative contract relating to commodities that can be physically settled traded on a regulated market and/or an MTF 03/01/2018
Operation of Multilateral Trading Facilities in relation to derivative contracts relating to commodities that can be physically settled not being for commercial purposes 03/01/2018
Operation of Multilateral Trading Facilities in relation to derivative instruments for the transfer of credit risk 03/01/2018
Operation of Multilateral Trading Facilities in relation to financial contracts for differences 03/01/2018
Reception and transmission of orders relating to money-market instruments 01/11/2007