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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Asahi Finance (UK) Limited

Address:

Princes House - 95 Gresham Street
EC2V 7NA London - ENGLAND

Authorised services

Service
Registration date
   
Execution of orders on behalf of third parties with regard to securities 06/11/1996
Exchange services when linked to the providing of investment services 01/01/1996
Trading of securities as principal 06/11/1996
Trading of investment units in UCITS as principal 01/01/1996
Trading of money market instruments as principal 01/01/1996
Trading of futures on financial instruments as principal 01/01/1996
Trading of forward rate agreements (FRAs) as principal 01/01/1996
Trading of swaps of interest rates/currency/share indices as principal 06/11/1996
Trading of call/put options on previous instruments as principal 01/01/1996
Portfolio management which includes securities 06/11/1996
Portfolio management which includes investment units in UCITS 01/01/1996
Portfolio management which includes money market instruments 01/01/1996
Portfolio management which includes futures on financial instruments 01/01/1996
Portfolio management which includes forward rate agreements (FRAs) 01/01/1996
Portfolio management which includes swaps of interest rates/currency/share indices 01/01/1996
Portfolio management which includes call/put options on previous instruments 01/01/1996
Underwriting agreement relating to the issue (full or partial) of securities 06/11/1996
Underwriting agreement relating to the issue (full or partial) of money market instruments 01/01/1996
Safekeeping and administration of securities 06/11/1996
Safekeeping and administration of investment units in UCITS 01/01/1996
Safekeeping and administration of money market instruments 01/01/1996
Safekeeping and administration of futures on financial instruments 01/01/1996
Safekeeping and administration of forward rate agreements (FRAs) 01/01/1996
Safekeeping and administration of swaps of interest rates/currency/share indices 01/01/1996
Safekeeping and administration of call/put options on previous instruments 01/01/1996
Safe custody services 06/11/1996
Advisory services on capital structure/industrial strategy/matters related to mergers and acquisitions of businesses 01/11/1996
Services linked to underwriting 01/01/1996
Investment advisory services on securities 06/11/1996
Investment advisory services on investment units in UCITS 01/01/1996
Investment advisory services on money market instruments 01/01/1996
Investment advisory services on futures on financial instruments 01/01/1996
Investment advisory services on forward rate agreements (FRAs) 01/01/1996
Investment advisory services on swaps of interest rates/currency/share indices 01/01/1996
Investment advisory services on call/put options on previous instruments 01/01/1996
Execution of orders on behalf of third parties with regard to swaps of interest rates/currency/share indices 06/11/1996