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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Smith & Williamson, LTD

Address:

1 Riding House Street
W1A 3AS London - ENGLAND

Authorised services

Service
Registration date
   
Reception/transmission of orders issued by investors with regard to securities 14/06/1996
Reception/transmission of orders issued by investors with regard to investment units in UCITS 14/06/1996
Reception/transmission of orders issued by investors with regard to money market instruments 14/06/1996
Advisory services on capital structure/industrial strategy/matters related to mergers and acquisitions of businesses 14/06/1996
Reception/transmission of orders issued by investors with regard to forward rate agreements (FRAs) 14/06/1996
Reception/transmission of orders issued by investors with regard to swaps of interest rates/currency/share indices 14/06/1996
Reception/transmission of orders issued by investors with regard to call/put options on previous instruments 14/06/1996
Reception/transmission of orders issued by investors with regard to futures on financial instruments 14/06/1996