CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Finantia Securities Limited

Address:

4th floor, 62 Cornhill
EC3V 3NH London, ENGLAND

Authorised services

Service
Registration date
   
Reception/transmission of orders issued by investors with regard to securities 06/01/2003
Underwriting agreement relating to the issue (full or partial) of money market instruments 06/01/2003
Reception/transmission of orders issued by investors with regard to money market instruments 06/01/2003
Reception/transmission of orders issued by investors with regard to futures on financial instruments 06/01/2003
Reception/transmission of orders issued by investors with regard to forward rate agreements (FRAs) 06/01/2003
Reception/transmission of orders issued by investors with regard to swaps of interest rates/currency/share indices 06/01/2003
Reception/transmission of orders issued by investors with regard to call/put options on previous instruments 06/01/2003
Execution of orders on behalf of third parties with regard to securities 06/01/2003
Execution of orders on behalf of third parties with regard to investment units in UCITS 06/01/2003
Execution of orders on behalf of third parties with regard to money market instruments 06/01/2003
Execution of orders on behalf of third parties with regard to futures on financial instruments 06/01/2003
Execution of orders on behalf of third parties with regard to forward rate agreements (FRAs) 06/01/2003
Execution of orders on behalf of third parties with regard to swaps of interest rates/currency/share indices 06/01/2003
Execution of orders on behalf of third parties with regard to call/put options on previous instruments 06/01/2003
Underwriting agreement relating to the issue (full or partial) of securities 06/01/2003
Reception/transmission of orders issued by investors with regard to investment units in UCITS 06/01/2003