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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Penson Financial Services Limited

Address:

Penson House, 1 Sun Street
EC2A 2EP London, ENGLAND

Authorised services

Service
Registration date
   
Execution of orders on behalf of third parties with regard to securities 05/09/2002
Execution of orders on behalf of third parties with regard to investment units in UCITS 05/09/2002
Execution of orders on behalf of third parties with regard to futures on financial instruments 05/09/2002
Execution of orders on behalf of third parties with regard to call/put options on previous instruments 05/09/2002
Safekeeping and administration of securities 05/09/2002
Safekeeping and administration of investment units in UCITS 05/09/2002
Exchange services when linked to the providing of investment services 05/09/2002
Safekeeping and administration of call/put options on previous instruments 05/09/2002
Credits or loans to investors for transactions on securities 05/09/2002
Credits or loans to investors for transactions on investment units in UCITS 05/09/2002
Credits or loans to investors for transactions on futures on financial instruments 05/09/2002
Credits or loans to investors for transactions on call/put options on previous instruments 05/09/2002
Safekeeping and administration of futures on financial instruments 05/09/2002