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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Piper Jaffray Ltd

Address:

Phoenix House - 18 King William Street
EC4N 7US London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 07/03/2016
Services related to underwriting of units in collective investment undertakings 07/03/2016
Reception and transmission of orders relating to units in collective investment undertakings 07/03/2016
Securities investment advice 07/03/2016
Investment advice concerning money market instruments 07/03/2016
Investment advice on units in collective investment undertakings 07/03/2016
Placing of securities without a firm commitment basis 07/03/2016
Placing of money-market instruments without a firm commitment basis 07/03/2016
Placing of units in collective investment undertakings without a firm commitment basis 07/03/2016
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 07/03/2016
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 07/03/2016
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 07/03/2016
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 07/03/2016
Services related to securities underwriting 07/03/2016
Services related to money-market instruments underwriting 07/03/2016
Reception and transmission of orders relating to money-market instruments 07/03/2016