skip

Language

Language

Whistleblowing

Overview Priorities CMVM annual report/Management financial statements National Council of Financial Supervisors Cooperation agreements with other entities Contacts and Suggestions International activity Use of Logo Careers Money laundering / Financing of terrorism José Luis Sapateiro Prize Financial Innovation Competition Fit and proper assessment Response to COVID 19

News Communiqués Press releases Principal Resolutions of the Management Board Public speeches by the Management Board CMVM events Disclosure of international sanctions Serious and very serious administrative infractions and crimes against the markets Media relations

Information disclosure system

Securities issuers Financial intermediaries Markets Trading venues Non-Financial Entities Investment funds / Asset management Crowdfunding PRIIPs Complex financial products Securitisation Tangible assets Financial analysts Investment advisors Auditors Sustainability Venture capital, Social entrepreneurship, Specialised investment Real estate appraisers New reporting duties Registries Registration dossier

National legislation Other national legislation Consultation papers Securities Code – 2022 update

Periodic publications Securities markets review Research reports Working papers Portuguese National Plan for Financial Education reports Documents archive

Scheduled release dates for statistics Periodic statistics Statistical time series

International activity

CMVM international activity ESMA IOSCO Board of regulators of the Iberian Electricity Market College of Euronext regulators Memoranda of understanding with other entities European and international organisations Brexit EMIR College for Central Counterparties

Investor Relations Warning notices Fraud prevention Tips and Literacy Q&A Complaints Denouncements Financial innovation Investor compensation scheme Recomendations, current transactions and investor protection Enquiries Application for certificate

CMVM

Whistleblowing

português | english

Menu

CMVM

pageBackground

Information disclosure system Financial intermediaries

Information disclosure system

The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Nome da entidade

País

Pesquisar...

Authorised services befor the MFID

Financial intermediaries

UK credit institutions on a transitional regime

Cunningham Asset Management Plc

Address:

Millennia House - Kingswood Park - Bosnor Drive
KT20 6AY Surrey, ENGLAND

Authorised services

Service	Registration date

Reception/transmission of orders issued by investors with regard to money market instruments	13/11/2001
Investment advisory services on call/put options on previous instruments	13/11/2001
Reception/transmission of orders issued by investors with regard to forward rate agreements (FRAs)	13/11/2001
Reception/transmission of orders issued by investors with regard to swaps of interest rates/currency/share indices	13/11/2001
Reception/transmission of orders issued by investors with regard to call/put options on previous instruments	13/11/2001
Portfolio management which includes money market instruments	13/11/2001
Portfolio management which includes futures on financial instruments	13/11/2001
Portfolio management which includes forward rate agreements (FRAs)	13/11/2001
Portfolio management which includes swaps of interest rates/currency/share indices	13/11/2001
Portfolio management which includes call/put options on previous instruments	13/11/2001
Investment advisory services on money market instruments	13/11/2001
Investment advisory services on futures on financial instruments	13/11/2001
Investment advisory services on forward rate agreements (FRAs)	13/11/2001
Investment advisory services on swaps of interest rates/currency/share indices	13/11/2001
Reception/transmission of orders issued by investors with regard to futures on financial instruments	13/11/2001