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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Interactive Brokers (UK) Limited

Address:

5th Floor, 1 Carey Lane
EC4R 9AY London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 08/07/2011
Investment services and activities and also ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services. 08/07/2011
Reception and transmission of orders relating to units in collective investment undertakings 08/07/2011
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/07/2011
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 08/07/2011
Reception and transmission of orders relating to financial contracts for differences 08/07/2011
Execution of securities orders on behalf of clients 08/07/2011
Execution of money-market instruments orders on behalf of clients 08/07/2011
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 08/07/2011
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 08/07/2011
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 08/07/2011
Execution of orders on behalf of clients relating to financial contracts for differences 08/07/2011
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 08/07/2011
Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; 08/07/2011
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 08/07/2011
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 08/07/2011
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event); 08/07/2011
Safekeeping and administration of financial contracts for differences for the account of clients, including custodianship and related services such as cash/collateral management 08/07/2011
Granting credits or loans to an investor to allow him to carry out a transaction in securities, where the firm granting the credit or loan is involved in the transaction 08/07/2011
Granting credits or loans to an investor to allow him to carry out a transaction in one or more money market instruments, where the firm granting the credit or loan is involved in the transaction 08/07/2011
Granting credits or loans to an investor to allow him to carry out a transaction in units in collective investment undertakings, where the firm granting the credit or loan is involved in the transaction 08/07/2011
Granting credits or loans to an investor to allow him to carry out a transaction in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash, where the firm granting the credit or loan is involved in the transaction; 08/07/2011
Granting credits or loans to an investor to allow him to carry out a transaction in options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event), where the firm granting the credit or loan is involved in the transaction; 08/07/2011
Granting credits or loans to an investor to allow him to carry out a transaction in financial contracts for differences, where the firm granting the credit or loan is involved in the transaction 08/07/2011
Foreign exchange services where these services are connected to the provision of investment services 08/07/2011
Reception and transmission of orders relating to money-market instruments 08/07/2011