CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Execution Noble Limited

Address:

Block D - The Old Truman Brewery 91 Brick Lane
E1 6QL London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 19/03/2015
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 19/03/2015
Reception and transmission of orders relating to units in collective investment undertakings 28/04/2015
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 28/04/2015
Execution of securities orders on behalf of clients 19/03/2015
Execution of money-market instruments orders on behalf of clients 19/03/2015
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 19/03/2015
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 19/03/2015
Dealing in securities for own account 19/03/2015
Dealing for own account with regard to money market instruments 19/03/2015
Dealing in units in collective investment undertakings for own account 19/03/2015
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 19/03/2015
Securities investment advice 19/03/2015
Investment advice concerning money market instruments 19/03/2015
Investment advice on units in collective investment undertakings 19/03/2015
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 19/03/2015
Underwriting and/or placing of securities on a firm commitment basis; 19/03/2015
Underwriting and/or placing of money market instruments on a firm commitment basis 28/04/2015
Underwriting and/or placing of units in collective investment undertakings on a firm commitment basis 28/04/2015
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 28/04/2015
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 19/03/2015
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 19/03/2015
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 19/03/2015
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 19/03/2015
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 19/03/2015
Services related to securities underwriting 19/03/2015
Services related to money-market instruments underwriting 19/03/2015
Services related to underwriting of units in collective investment undertakings 19/03/2015
Reception and transmission of orders relating to money-market instruments 28/04/2015