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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Alcentra Limited

Address:

10 Gresham Street
E14 4BB London, ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 27/07/2012
Services related to underwriting of derivative instruments for the transfer of credit risk 27/07/2012
Reception and transmission of orders relating to units in collective investment undertakings 27/07/2012
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 27/07/2012
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 27/07/2012
Execution of securities orders on behalf of clients 27/07/2012
Execution of money-market instruments orders on behalf of clients 27/07/2012
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 27/07/2012
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 27/07/2012
Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk 27/07/2012
Securities portfolio management 27/07/2012
Portfolio management of money-market instruments 27/07/2012
Portfolio management of units in collective investment undertakings 27/07/2012
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 27/07/2012
Portfolio management of derivative instruments for the transfer of credit risk 27/07/2012
Securities investment advice 27/07/2012
Investment advice concerning money market instruments 27/07/2012
Investment advice on units in collective investment undertakings 27/07/2012
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 27/07/2012
Investment advice on derivative instruments for the transfer of credit risk 27/07/2012
Placing of securities without a firm commitment basis 27/07/2012
Placing of money-market instruments without a firm commitment basis 27/07/2012
Placing of units in collective investment undertakings without a firm commitment basis 27/07/2012
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 27/07/2012
Placing of derivative instruments for the transfer of credit risk without a firm commitment basis 27/07/2012
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 27/07/2012
Foreign exchange services where these services are connected to the provision of investment services 27/07/2012
Services related to securities underwriting 27/07/2012
Services related to money-market instruments underwriting 27/07/2012
Services related to underwriting of units in collective investment undertakings 27/07/2012
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 27/07/2012
Reception and transmission of orders relating to money-market instruments 27/07/2012