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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Tullett Prebon (Equities) LImited

Address:

54-62 New Broad Street
EC2M 1JJ London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 25/04/2008
Investment research and financial analysis or other forms of general recommendations relating to transactions in financial contracts for differences 25/04/2008
Reception and transmission of orders relating to units in collective investment undertakings 25/04/2008
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 25/04/2008
Reception and transmission of orders relating to derivative instruments for the transfer of credit risk 25/04/2008
Reception and transmission of orders relating to financial contracts for differences 25/04/2008
Execution of securities orders on behalf of clients 25/04/2008
Execution of money-market instruments orders on behalf of clients 25/04/2008
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 25/04/2008
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 25/04/2008
Execution of orders on behalf of clients relating to derivative instruments for the transfer of credit risk 25/04/2008
Execution of orders on behalf of clients relating to financial contracts for differences 25/04/2008
Dealing in securities for own account 25/04/2008
Dealing for own account with regard to money market instruments 25/04/2008
Dealing in units in collective investment undertakings for own account 25/04/2008
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 25/04/2008
Dealing in derivative instruments for the transfer of credit risk for own account 25/04/2008
Dealing for own account with respect to financial contracts for differences 25/04/2008
Securities investment advice 25/04/2008
Investment advice concerning money market instruments 25/04/2008
Investment advice on units in collective investment undertakings 25/04/2008
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 25/04/2008
Investment advice on derivative instruments for the transfer of credit risk 25/04/2008
Investment advice concerning financial contracts for diferences 25/04/2008
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 25/04/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 25/04/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 25/04/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 25/04/2008
Investment research and financial analysis or other forms of general recommendation relating to transactions in derivative instruments for the transfer of credit risk 25/04/2008
Reception and transmission of orders relating to money-market instruments 25/04/2008