CMVM
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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Shinhan Securities Europe Limited

Address:

5th Floor, Friendly House, 21-24 Chiswell Street
EC1Y 4SP London - ENGLAND

Authorised services

Service
Registration date
   
Reception/transmission of orders issued by investors with regard to securities 01/01/1996
Investment advisory services on call/put options on previous instruments 01/01/1996
Reception/transmission of orders issued by investors with regard to futures on financial instruments 01/01/1996
Reception/transmission of orders issued by investors with regard to swaps of interest rates/currency/share indices 01/01/1996
Reception/transmission of orders issued by investors with regard to call/put options on previous instruments 01/01/1996
Trading of securities as principal 01/01/1996
Trading of investment units in UCITS as principal 01/01/1996
Trading of futures on financial instruments as principal 01/01/1996
Trading of swaps of interest rates/currency/share indices as principal 01/01/1996
Trading of call/put options on previous instruments as principal 01/01/1996
Underwriting agreement relating to the issue (full or partial) of securities 01/01/1996
Services linked to underwriting 01/01/1996
Investment advisory services on securities 01/01/1996
Investment advisory services on investment units in UCITS 01/01/1996
Investment advisory services on futures on financial instruments 01/01/1996
Investment advisory services on swaps of interest rates/currency/share indices 01/01/1996
Reception/transmission of orders issued by investors with regard to investment units in UCITS 01/01/1996