CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Tilney Investment Management

Address:

Royal Liver Building, Pier Head
L3 1NY Liverpool - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 09/03/2016
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/03/2016
Reception and transmission of orders relating to units in collective investment undertakings 09/03/2016
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/03/2016
Execution of securities orders on behalf of clients 09/03/2016
Execution of money-market instruments orders on behalf of clients 09/03/2016
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 09/03/2016
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/03/2016
Securities portfolio management 09/03/2016
Portfolio management of money-market instruments 09/03/2016
Portfolio management of units in collective investment undertakings 09/03/2016
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/03/2016
Securities investment advice 09/03/2016
Investment advice concerning money market instruments 09/03/2016
Investment advice on units in collective investment undertakings 09/03/2016
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/03/2016
Underwriting and/or placing of securities on a firm commitment basis; 09/03/2016
Underwriting and/or placing of money market instruments on a firm commitment basis 09/03/2016
Underwriting and/or placing of units in collective investment undertakings on a firm commitment basis 09/03/2016
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/03/2016
Placing of securities without a firm commitment basis 09/03/2016
Placing of money-market instruments without a firm commitment basis 09/03/2016
Placing of units in collective investment undertakings without a firm commitment basis 09/03/2016
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/03/2016
Safekeeping and administration of securities for the account of clients, including custodianship and related services such as cash/collateral management; 09/03/2016
Safekeeping and administration of money-market instruments for the account of clients, including custodianship and related services such as cash/collateral management; 09/03/2016
Safekeeping and administration of units in collective investment undertakings for the account of clients, including custodianship and related services such as cash/collateral management 09/03/2016
Safekeeping and administration for the account of clients, including custodianship and related services such as cash/collateral management, of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash; 09/03/2016
Granting credits or loans to an investor to allow him to carry out a transaction in securities, where the firm granting the credit or loan is involved in the transaction 09/03/2016
Granting credits or loans to an investor to allow him to carry out a transaction in one or more money market instruments, where the firm granting the credit or loan is involved in the transaction 09/03/2016
Granting credits or loans to an investor to allow him to carry out a transaction in units in collective investment undertakings, where the firm granting the credit or loan is involved in the transaction 09/03/2016
Granting credits or loans to an investor to allow him to carry out a transaction in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash, where the firm granting the credit or loan is involved in the transaction; 09/03/2016
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 09/03/2016
Foreign exchange services where these services are connected to the provision of investment services 09/03/2016
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 09/03/2016
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 09/03/2016
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 09/03/2016
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 09/03/2016
Services related to securities underwriting 09/03/2016
Services related to money-market instruments underwriting 09/03/2016
Services related to underwriting of units in collective investment undertakings 09/03/2016
Reception and transmission of orders relating to money-market instruments 09/03/2016