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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Shore Capital Stockbrokers Ltd

Address:

Bond Street House, 14 Clifford Street, W1S 4JU UNITED KINGDOM
W1R 9WA London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 10/03/2016
Services related to underwriting of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Execution of securities orders on behalf of clients 10/03/2016
Execution of orders on behalf of clients relating to units in collective investment undertakingscolectivo 10/03/2016
Execution of orders on behalf of clients relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Dealing in securities for own account 10/03/2016
Dealing for own account with regard to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Securities portfolio management 10/03/2016
Portfolio management of units in collective investment undertakings 10/03/2016
Portfolio management of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Securities investment advice 10/03/2016
Investment advice on units in collective investment undertakings 10/03/2016
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Underwriting and/or placing of securities on a firm commitment basis; 10/03/2016
Underwriting and/or placing on a firm commitment basis the options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Placing of securities without a firm commitment basis 10/03/2016
Placing without a firm commitment basis of options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Granting credits or loans to an investor to allow him to carry out a transaction in securities, where the firm granting the credit or loan is involved in the transaction 10/03/2016
Granting credits or loans to an investor to allow him to carry out a transaction in one or more money market instruments, where the firm granting the credit or loan is involved in the transaction 10/03/2016
Granting credits or loans to an investor to allow him to carry out a transaction in units in collective investment undertakings, where the firm granting the credit or loan is involved in the transaction 10/03/2016
Advice to companies on capital structure, corporate strategy and related matters and advice and services relating to mergers and the purchase of undertakings 10/03/2016
Foreign exchange services where these services are connected to the provision of investment services 10/03/2016
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 10/03/2016
Investment research and financial analysis or other forms of general recommendation relating to transactions in units in collective investment undertakings 10/03/2016
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 10/03/2016
Services related to securities underwriting 10/03/2016
Reception and transmission of orders relating to units in collective investment undertakings 10/03/2016