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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Rudolf Wolff & Co Ltd

Address:

2nd Floor, D Section Plantation House,
EC3M 3DX London - ENGLAND

Authorised services

Service
Registration date
   
Reception/transmission of orders issued by investors with regard to investment units in UCITS 31/12/1995
Exchange services when linked to the providing of investment services 01/01/1996
Reception/transmission of orders issued by investors with regard to futures on financial instruments 31/12/1995
Reception/transmission of orders issued by investors with regard to forward rate agreements (FRAs) 31/12/1996
Reception/transmission of orders issued by investors with regard to swaps of interest rates/currency/share indices 01/01/1996
Reception/transmission of orders issued by investors with regard to call/put options on previous instruments 31/12/1995
Execution of orders on behalf of third parties with regard to investment units in UCITS 31/12/1995
Execution of orders on behalf of third parties with regard to money market instruments 01/01/1996
Execution of orders on behalf of third parties with regard to futures on financial instruments 31/12/1995
Execution of orders on behalf of third parties with regard to forward rate agreements (FRAs) 01/01/1996
Execution of orders on behalf of third parties with regard to swaps of interest rates/currency/share indices 01/01/1996
Execution of orders on behalf of third parties with regard to call/put options on previous instruments 31/12/1995
Trading of investment units in UCITS as principal 01/01/1996
Trading of money market instruments as principal 01/01/1996
Trading of futures on financial instruments as principal 01/01/1996
Trading of forward rate agreements (FRAs) as principal 01/01/1996
Trading of swaps of interest rates/currency/share indices as principal 01/01/1996
Trading of call/put options on previous instruments as principal 01/01/1996
Portfolio management which includes investment units in UCITS 01/01/1996
Portfolio management which includes money market instruments 01/01/1996
Portfolio management which includes futures on financial instruments 31/12/1995
Portfolio management which includes forward rate agreements (FRAs) 01/01/1996
Portfolio management which includes swaps of interest rates/currency/share indices 01/01/1996
Portfolio management which includes call/put options on previous instruments 01/01/1995
Underwriting agreement relating to the issue (full or partial) of money market instruments 01/01/1996
Safekeeping and administration of investment units in UCITS 01/01/1996
Safekeeping and administration of money market instruments 01/01/1996
Safekeeping and administration of futures on financial instruments 01/01/1996
Safekeeping and administration of forward rate agreements (FRAs) 01/01/1996
Safekeeping and administration of swaps of interest rates/currency/share indices 01/01/1996
Safekeeping and administration of call/put options on previous instruments 01/01/1996
Safe custody services 01/01/1996
Credits or loans to investors for transactions on investment units in UCITS 01/01/1996
Credits or loans to investors for transactions on money market instruments 01/01/1996
Credits or loans to investors for transactions on futures on financial instruments 01/01/1996
Credits or loans to investors for transactions on forward rate agreements (FRAs) 01/01/1996
Credits or loans to investors for transactions on swaps of interest rates/currency/share indices 01/01/1996
Credits or loans to investors for transactions on call/put options on previous instruments 01/01/1996
Investment advisory services on investment units in UCITS 01/01/1996
Investment advisory services on money market instruments 31/12/1995
Investment advisory services on futures on financial instruments 31/12/1995
Investment advisory services on forward rate agreements (FRAs) 01/01/1996
Investment advisory services on swaps of interest rates/currency/share indices 01/01/1996
Investment advisory services on call/put options on previous instruments 31/12/1995
Reception/transmission of orders issued by investors with regard to money market instruments 01/01/1996