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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

SMBC Derivative Products Limited

Address:

4th Floor, Temple Court, 11 Queen Victoria Street
EC4N 4TA London - ENGLAND

Authorised services

Service
Registration date
   
Reception/transmission of orders issued by investors with regard to securities 20/09/1999
Exchange services when linked to the providing of investment services 20/09/1999
Reception/transmission of orders issued by investors with regard to money market instruments 20/09/1999
Reception/transmission of orders issued by investors with regard to futures on financial instruments 20/09/1999
Reception/transmission of orders issued by investors with regard to forward rate agreements (FRAs) 20/09/1999
Reception/transmission of orders issued by investors with regard to swaps of interest rates/currency/share indices 20/09/1999
Reception/transmission of orders issued by investors with regard to call/put options on previous instruments 20/09/1999
Execution of orders on behalf of third parties with regard to securities 20/09/1999
Execution of orders on behalf of third parties with regard to investment units in UCITS 20/09/1999
Execution of orders on behalf of third parties with regard to money market instruments 20/09/1999
Execution of orders on behalf of third parties with regard to futures on financial instruments 20/09/1999
Execution of orders on behalf of third parties with regard to forward rate agreements (FRAs) 20/09/1999
Execution of orders on behalf of third parties with regard to swaps of interest rates/currency/share indices 01/01/1996
Execution of orders on behalf of third parties with regard to call/put options on previous instruments 01/01/1996
Trading of securities as principal 20/09/1999
Trading of investment units in UCITS as principal 20/09/1999
Trading of money market instruments as principal 20/09/1999
Trading of futures on financial instruments as principal 20/09/1999
Trading of forward rate agreements (FRAs) as principal 20/09/1999
Trading of swaps of interest rates/currency/share indices as principal 20/09/1999
Trading of call/put options on previous instruments as principal 20/09/1999
Underwriting agreement relating to the issue (full or partial) of securities 20/09/1999
Underwriting agreement relating to the issue (full or partial) of money market instruments 20/09/1999
Credits or loans to investors for transactions on securities 20/09/1999
Credits or loans to investors for transactions on investment units in UCITS 20/09/1999
Credits or loans to investors for transactions on money market instruments 20/09/1999
Credits or loans to investors for transactions on futures on financial instruments 20/09/1999
Credits or loans to investors for transactions on forward rate agreements (FRAs) 20/09/1999
Credits or loans to investors for transactions on swaps of interest rates/currency/share indices 20/09/1999
Credits or loans to investors for transactions on call/put options on previous instruments 20/09/1999
Advisory services on capital structure/industrial strategy/matters related to mergers and acquisitions of businesses 20/09/1999
Services linked to underwriting 20/09/1999
Investment advisory services on securities 20/09/1999
Investment advisory services on investment units in UCITS 20/09/1999
Investment advisory services on money market instruments 20/09/1999
Investment advisory services on futures on financial instruments 20/09/1999
Investment advisory services on forward rate agreements (FRAs) 20/09/1999
Investment advisory services on swaps of interest rates/currency/share indices 31/12/1995
Investment advisory services on call/put options on previous instruments 31/12/1995
Reception/transmission of orders issued by investors with regard to investment units in UCITS 20/09/1999