CMVM
skip
Language
pageBackground
Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

Hargreave Hale Limited

Address:

8-10 Springfield Road - Blackpool
FY1 1QN Lancashire, ENGLAND

Authorised services

Service
Registration date
   
Reception/transmission of orders issued by investors with regard to securities 25/06/2001
Exchange services when linked to the providing of investment services 25/06/2001
Reception/transmission of orders issued by investors with regard to money market instruments 25/06/2001
Reception/transmission of orders issued by investors with regard to futures on financial instruments 25/06/2001
Reception/transmission of orders issued by investors with regard to forward rate agreements (FRAs) 25/06/2001
Reception/transmission of orders issued by investors with regard to swaps of interest rates/currency/share indices 25/06/2001
Reception/transmission of orders issued by investors with regard to call/put options on previous instruments 25/06/2001
Execution of orders on behalf of third parties with regard to securities 25/06/2001
Execution of orders on behalf of third parties with regard to investment units in UCITS 25/06/2001
Execution of orders on behalf of third parties with regard to money market instruments 25/06/2001
Execution of orders on behalf of third parties with regard to futures on financial instruments 25/06/2001
Execution of orders on behalf of third parties with regard to forward rate agreements (FRAs) 25/06/2001
Execution of orders on behalf of third parties with regard to swaps of interest rates/currency/share indices 25/06/2001
Execution of orders on behalf of third parties with regard to call/put options on previous instruments 25/06/2001
Trading of securities as principal 25/06/2001
Trading of investment units in UCITS as principal 25/06/2001
Trading of money market instruments as principal 25/06/2001
Trading of futures on financial instruments as principal 25/06/2001
Trading of forward rate agreements (FRAs) as principal 25/06/2001
Trading of swaps of interest rates/currency/share indices as principal 25/06/2001
Trading of call/put options on previous instruments as principal 25/06/2001
Portfolio management which includes securities 25/06/2001
Portfolio management which includes investment units in UCITS 25/06/2001
Portfolio management which includes money market instruments 25/06/2001
Portfolio management which includes futures on financial instruments 25/06/2001
Portfolio management which includes forward rate agreements (FRAs) 25/06/2001
Portfolio management which includes swaps of interest rates/currency/share indices 25/06/2001
Portfolio management which includes call/put options on previous instruments 25/06/2001
Safekeeping and administration of securities 25/06/2001
Safekeeping and administration of investment units in UCITS 25/06/2001
Safekeeping and administration of money market instruments 25/06/2001
Safekeeping and administration of futures on financial instruments 25/06/2001
Safekeeping and administration of forward rate agreements (FRAs) 25/06/2001
Safekeeping and administration of swaps of interest rates/currency/share indices 25/06/2001
Safekeeping and administration of call/put options on previous instruments 25/06/2001
Safe custody services 25/06/2001
Credits or loans to investors for transactions on securities 25/06/2001
Credits or loans to investors for transactions on investment units in UCITS 25/06/2001
Credits or loans to investors for transactions on money market instruments 25/06/2001
Credits or loans to investors for transactions on futures on financial instruments 25/06/2001
Credits or loans to investors for transactions on forward rate agreements (FRAs) 25/06/2001
Credits or loans to investors for transactions on swaps of interest rates/currency/share indices 25/06/2001
Credits or loans to investors for transactions on call/put options on previous instruments 25/06/2001
Advisory services on capital structure/industrial strategy/matters related to mergers and acquisitions of businesses 25/06/2001
Investment advisory services on securities 25/06/2001
Investment advisory services on investment units in UCITS 25/06/2001
Investment advisory services on money market instruments 25/06/2001
Investment advisory services on futures on financial instruments 25/06/2001
Investment advisory services on forward rate agreements (FRAs) 25/06/2001
Investment advisory services on swaps of interest rates/currency/share indices 25/06/2001
Investment advisory services on call/put options on previous instruments 25/06/2001
Reception/transmission of orders issued by investors with regard to investment units in UCITS 25/06/2001