CMVM
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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

First Union International Capital Markets Limited

Address:

3 Bishopsgate
EC2N 3AB London, ENGLAND

Authorised services

Service
Registration date
   
Reception/transmission of orders issued by investors with regard to securities 05/07/2001
Exchange services when linked to the providing of investment services 05/07/2001
Reception/transmission of orders issued by investors with regard to futures on financial instruments 05/07/2001
Reception/transmission of orders issued by investors with regard to forward rate agreements (FRAs) 05/07/2001
Reception/transmission of orders issued by investors with regard to swaps of interest rates/currency/share indices 05/07/2001
Reception/transmission of orders issued by investors with regard to call/put options on previous instruments 05/07/2001
Execution of orders on behalf of third parties with regard to securities 05/07/2001
Execution of orders on behalf of third parties with regard to money market instruments 05/07/2001
Execution of orders on behalf of third parties with regard to futures on financial instruments 05/07/2001
Execution of orders on behalf of third parties with regard to forward rate agreements (FRAs) 05/07/2001
Execution of orders on behalf of third parties with regard to swaps of interest rates/currency/share indices 05/07/2001
Execution of orders on behalf of third parties with regard to call/put options on previous instruments 05/07/2001
Trading of securities as principal 05/07/2001
Trading of money market instruments as principal 05/07/2001
Trading of futures on financial instruments as principal 05/07/2001
Trading of forward rate agreements (FRAs) as principal 05/07/2001
Trading of swaps of interest rates/currency/share indices as principal 05/07/2001
Trading of call/put options on previous instruments as principal 05/07/2001
Underwriting agreement relating to the issue (full or partial) of securities 05/07/2001
Underwriting agreement relating to the issue (full or partial) of money market instruments 05/07/2001
Credits or loans to investors for transactions on securities 05/07/2001
Credits or loans to investors for transactions on money market instruments 05/07/2001
Credits or loans to investors for transactions on futures on financial instruments 05/07/2001
Credits or loans to investors for transactions on forward rate agreements (FRAs) 05/07/2001
Credits or loans to investors for transactions on swaps of interest rates/currency/share indices 05/07/2001
Credits or loans to investors for transactions on call/put options on previous instruments 05/07/2001
Services linked to underwriting 05/07/2001
Investment advisory services on securities 05/07/2001
Investment advisory services on money market instruments 05/07/2001
Investment advisory services on futures on financial instruments 05/07/2001
Investment advisory services on forward rate agreements (FRAs) 05/07/2001
Investment advisory services on swaps of interest rates/currency/share indices 05/07/2001
Investment advisory services on call/put options on previous instruments 05/07/2001
Reception/transmission of orders issued by investors with regard to money market instruments 05/07/2001