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Information disclosure system
The information disclosed is a copy of the data submitted to the CMVM in compliance with legislation and regulations in force and is the sole responsibility of the respective entity.

Financial intermediaries

UK credit institutions on a transitional regime

TFS-ICAP Limited

Address:

15 St. Botolph Street
E1 7JF London - ENGLAND

Authorised services

Service
Registration date
   
Reception and transmission of orders relating to securities 01/11/2007
Reception and transmission of orders relating to money-market instruments 01/11/2007
Reception and transmission of orders relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/11/2007
Securities investment advice 01/11/2007
Investment advice concerning money market instruments 01/11/2007
Investment advice on options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/11/2007
Investment research and financial analysis or other forms of general recommendation relating to transactions in options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/11/2007
Operation of Multilateral Trading Facilities in relation to transferable securities 03/01/2018
Operation of Multilateral Trading Facilities in relation to money-market instruments 03/01/2018
Operation of Multilateral Trading Facilities in relation to derivative contracts which may be settled physically or in cash 03/01/2018
Operation of Multilateral Trading Facilities in relation to financial contracts for differences 03/01/2018
Investment research and financial analysis or other forms of general recommendations relating to transaction in securities 01/11/2007
Investment research and financial analysis or other forms of general recommendation relating to transactions in money-market instruments 01/11/2007
Operation of Multilateral Trading Facilities (MTF) relating to options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash 01/11/2007